We apologize for the inconvenience but the job you are looking for has been filled or it has been removed by the recruiter. For your reference, the original listing is shown at the bottom of this page.
Listed below are the top 10 out of 417 listings that are in the same industry and location as the job you were looking for. To see more than 10 listings, click here to search similar jobs in Braintree, MA
Overall Purpose: Responsible for conducting and documenting more complex financial analysis projects, works on problems of diverse scope including the analysis ...
JOB TITLE: BUSINESS AND MARKET ANALYST DEPARTMENT: Strategic Planning REPORTS TO: Chief Strategy Officer PURPOSE AND SCOPE: Translate vision, strategy and business ...
Compliance Analyst Strong Salary This is an outstanding opportunity for an experienced financial services compliance professional to join the Global Regulatory ...
Our client is looking for a financial analyst to join their team due to an internal promotion. This person will be performing analysis required for budgeting ...
Develop requirements for process reengineering and automation of key billing tasks in partnership with BIS. Lead business implementation of automation projects. ...
RESPONSIBILITIES Perform support activities needed for the implementation, communication, and administration of sales commissions and incentive programs, plans, ...
The ideal Financial Analyst possesses a unique blend of business, technical and people skills to provide financial systems reporting analysis and support for ...
Position Summary: The Senior Analyst for Inside Account Management (IAM) will provide analytical support to the IAM Leadership Team, as well as other groups ...
For your reference, we have included the original job posting below.
OSJ Oversight Analyst
Job Number:
42065648
Company Name:
ING Financial Services
Job Location:
Braintree, MA US
Job Category:
Accounting & Finance
OSJ Oversight Analyst
Job Title OSJ Oversight Analyst Requisition # 19265BR Business Unit USFS Job Family Compliance Position Location Braintree - MA Department Name Investor Channel No. of Openings 1 Full-Time or Part-Time Full-Time Relocation Assistance Offered? No We will consider candidates willing to: Work at Position Location specified above only Salary 'Salary Commensurate with Experience Percent of Travel Required 0 - 10% What is ING? ING Insurance Americas is a vital part of worldwide ING Group, one of the largest diversified financial services organizations in the world with operations in more than 50 countries and 112,000 employees. We're a leading provider of financial products and services for individuals and businesses, including life insurance, annuities, mutual funds, retirement plans and employee benefits. ING recognizes the critical role our employees play in our success as a understand the link between customer satisfaction and employee satisfaction. As a result, we're building a different work experience for our employees, an experience that appeals to what they value most in a work relationship. What are the job responsibilities? Under the direction of the OSJ Oversight Manager, the OSJ Oversight Analyst will be responsible for assisting with the day to day sales practice oversight of the Investor Channel, a high growth, phone-based sales organization.
Responsibilities include oversight of Investor Channel supervision activities, registered representatives' sales practices, surveillance and exception reporting research and review, maintenance of branch-level supervisory books and records.
The Analyst will respond to OSJ managers and registered representatives' questions and provide guidance with respect to compliance and sales practice-related issues.
Assists the Managers as needed with assigned day to day compliance/oversight tasks and responsibilities to ensure branch office compliance with Firm policies as well as SEC, FINRA and state securities & insurance rules and regulations. Helps draft, revise and enforce new and existing policies and procedures and communicates branch-level policy to sales managers and registered representatives. Helps the OSJ Oversight Manager with special projects as required. Who is our ideal candidate? Our ideal candidate has a minimum of three years relevant compliance or securities related experience with a broker/dealer, investment adviser and/or financial services firm. Excellent writing, oral and analytical skills. FINRA Series 7 and 24 registrations required. Other FINRA registrations (63, 65/66) may also be required and are a plus. Ability to work independently and meet strict deadlines Strong knowledge of securities and insurance rules and regulations. Strong knowledge and expertise of retirement plans, products and concepts. Strong aptitude with retail brokerage and advisory platforms. Strong prioritization, organization and time management skills. What else can we tell you? The Braintree site offers free on-site parking, and is also accessible from the Red Line (Quincy Adams). There is a complementary shuttle that runs from the T station to the office park.
In addition to a competitive salary and bonus plan, we offer: . Medical and dental coverage for employees, their spouses, children and domestic partners. . 401K Savings Plan with a dollar for dollar match for the first 6% of eligible pay, multiple investment options, and immediate eligibility and vesting after 4 years. . Paid Time Off (PTO) bank of days for employees to use for any reason; 20 days in first full year of employment, 23 days beginning in the fifth year of employment. . Health and dependent care spending accounts available. Company provided life insurance for employees; may purchase additional for self, spouses and children. . Company holidays based on the NYSE calendar, jury duty, military leave, bereavement and community service time. . Opportunities for professional growth and much more!
ING is an equal opportunity employer and we are committed to maintaining a diverse workforce. In addition, ING's diversity accolades include the 2008 Catalyst Award, Best Places to work for LGBT Equality since 2006, and 2006 Hispanic Magazine's "Hispanic Corporate 100: One hundred companies providing the most opportunities for Hispanics." Job sites have been another target for scammers. You should know: . ING will never ask you to pay a fee to become employed. We also provide all equipment to perform your job. . ING employees are then provided a password-protected site to provide personal information after they begin employment. . All of our jobs can be viewed at our career web site at />If you feel that you've been a victim of fraud, contact: . Your local law enforcement officials. . The Federal Trade Commission. ( />. The web site with the job posting in question.
